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Course: World History Project - 1750 to the Present > Unit 2
Lesson 5: Other MaterialsREAD: You Say You Want a Revolution
A lot of stuff changed for people around
the world as a result of several movements
that converged in the seventeenth and
eighteenth centuries.
You Say You Want a Revolution
By Saul Straussman
A lot of stuff changed for people around the world as a result of several movements that converged in the seventeenth and eighteenth centuries.
For example, due to the Age of Exploration, goods from eastern Asia were made available in Europe in greater quantities than ever before. Likewise, goods from the Americas were made integral to the people of Afro-Eurasia. Never before had so much stuff and so many people been moved around the globe at such a great rate. However, there wasn’t just a transfer of goods and people to new places but also the exchange of new ideas.
As the Age of Exploration and the Columbian Exchange progressed, Europeans began
to colonize other parts of the world, particularly the Americas. At the same time,
Enlightenment thinkers started to question the idea of liberty and what that actually
meant. For some Enlightenment thinkers, liberty was about popular sovereignty. Popular
sovereignty is the idea that the citizens of a nation need to enter into a contract with
the government in order for it to be legitimate. Think about that for a moment, because
in the 1700s pretty much all of the governments that existed around the world were
monarchies, and nobody was voting for who would be the king.
So where did this idea of liberty or popular sovereignty come from? In large part the
idea of liberty was best articulated by the English philosopher John Locke
(1632 — 1704). For Locke, the idea of popular sovereignty was synonymous with his
belief that “All people have the natural rights of life, liberty, and property.” Natural
rights, according to Enlightenment thinkers, are those rights that we are born with and
that no entity (that is, government) has the right to take away. If I break down each
part of that short statement, I can determine that Locke believed that once born we
have a right to live a good life without being subjugated to the whims of rulers; that
we are all equals; and that we have a right to acquire wealth and that wealth should
be protected. Locke continued this thought by stating the origin and purpose of any
government: “The power of government comes from the people and the duty of the
government therefore is to protect those natural rights.” (qtd. in Tierney 94) So those
three natural rights we have — life, liberty, and property — should be safeguarded by
a government, which is elected by the people.
If that’s the case, then the next question would be what if the government fails at that
task? According to Locke, “If the government fails in its duty to protect those rights,
then the people have the right to overthrow the government, by force if necessary.”
(qtd. in Tierney 94) Wow! Now if you were a seventeenth-century monarch who believed
very strongly that your right to rule was given to you by God, and that only God could
take away your power, this idea of Locke’s would not only be bizarre it would be
treasonous. Imagine if people took this idea of Locke’s seriously! These ideas might
just start a revolution.
Causes of revolution in the Atlantic World
Prior to the 1760s, the ideas expressed by the cahier (another term for the Enlightenment thinkers) were mostly theoretical. While many people read their ideas, who
would be crazy enough to actually put them into action? Well, it would seem that these
ideas were the ingredients for revolution but the Goldilocks Conditions were a series
of unfortunate events that caused people on both sides of the Atlantic Ocean to begin
questioning their relationship to the government.
Many historians point to the Seven Years War in Europe (known as the French and
Indian War in North America) as a leading cause for creating the conditions necessary
for revolutions to begin on both sides of the Atlantic. Great Britain was victorious
over the French and, as a result, gained all of France’s territories in Canada and India.
That sounds like a great thing for the British, but the war between England and France
was rather costly and left both sides heavily in debt. The question then became how
to pay off that debt and for Great Britain the answer was clear. The American colonists would foot the bill for the war because the victory and acquisition of new territory
made them more secure. And how did governments get money from the people? Taxes.
In fact, there is a common thread of burdensome taxes, whether real or perceived,
that provided much of the fuel for the Atlantic revolutions between 1775 and 1830. The
words of the Enlightenment thinkers thus provided the justification for getting rid of
the ruling governments and their taxes. To help pay for the Seven Years War, the British
government passed the Stamp Act, a tax on goods in the Americas to help defray “
the expenses of defending, protecting, and securing” the American colonies. This tax
was known as the Stamp Act because the government would place a stamp on the
article to prove that the appropriate tax had been paid.
Needless to say, the American colonists were not happy about this tax. But the question
is why? The purpose of the tax seems clear enough; its goal was to help pay the
cost of defending the colonies. One of the more vocal colonists to express his outrage
about this and other taxes was Patrick Henry. For Henry, the actions of the British
government were about more than taxation, they were about his rights. In his speech
to the Virginia Convention on March 23, 1775, Henry outlines all the steps the colonists
took to fix the tax problem, but to no avail:
We have done everything that could be done to avert the storm which is now coming
on. We have petitioned; we have remonstrated; we have supplicated; we have
prostrated ourselves before the throne, and have implored its interposition to arrest
the tyrannical hands of the ministry and Parliament. Our petitions have been slighted;
our remonstrances have produced additional violence and insult; our supplications
have been disregarded; and we have been spurned, with contempt, from the foot of
the throne!...I know not what course others may take; but as for me, give me liberty
or give me death!
For Patrick Henry, this was not about taxes; it was about the fact that the government
in London ignored the colonists’ wishes. Henry cites a long list of attempts to get
the attention of Parliament. Each time, according to Henry, the colonists were at best
ignored and at worst they were treated badly. Since the government had decided to
not only ignore the colonists but to impose its will upon them, then — according to
the ideas of John Locke — the colonists were well within their rights to throw off this
government. What does this mean? Revolution!
There was a similar situation playing out across the ocean in France a few years later.
The French people were also being forced to pay for France’s debts due to the Seven
Years War and her support of the Americans in their revolution against Britain. At this
time, French society was divided up into three big groups called Estates. The First
Estate consisted of the clergy, the Second Estate included nobles, and the Third Estate
was made up of everyone else. Historians figure that about three percent of the population were in the First and Second Estates, which meant the Third Estate included
about 97 percent of the population. Because the First and Second Estates were exempt
from paying most of the king’s taxes, the burden for paying for these wars fell on
the people who could least afford it. The members of the Third Estate attempted to present their complaints to King Louis XVI in the form of a petition or cahiers de doléances.
On March 29, 1789, the citizens from the county of Dourdan presented their grievances
and demands to the king. The underlying sentiment of their cahier is equality.
1. That his subjects of the third estate, equal by such status to all other citizens,
present themselves before the common father without other distinction which
might degrade them….
3. That no citizen lose his liberty except according to law; that, consequently,
no one be arrested by virtue of special orders, or, if imperative circumstances
necessitate such orders, that the prisoner be handed over to the regular courts
of justice within forty-eight hours at the latest….
5. That the property of all citizens be inviolable, and that no one be required to make
sacrifice thereof for the public welfare, except upon assurance of indemnification
based upon the statement of freely selected appraisers. (qtd. in Stewart 76 — 7)
Within this cahier I can see all three of John Locke’s ideas of life, liberty, and property.
For example, the first grievance is about the right to equality and to lead a life free
from being oppressed just because of one’s class or station. Likewise, the next item
notes that all citizens have a right to their liberty and to be treated equally under the
law. Finally, the last item notes that all people have a right to their property and the
state cannot take it without providing fair compensation for what was lost. While these
demands probably appeared reasonable to the individuals making them, the king was
at a loss in how to deal with them. Besides not being a terrifically able leader, King
Louis XVI was unable to get the other two estates to agree to pay some of the taxes.
Louis’ inability to lift the tax burden from the Third Estate ultimately provided the justification for that group to revolt against a government that did not protect their rights
to life, liberty, and property. The French Revolution, while successful in the short term
in that the French people replaced the monarch with a National Assembly composed
of members of the Third Estate, was longer, bloodier, and ultimately a failure when
compared to the American Revolution.
What is fascinating is how this idea of liberty changed as it bounced back and forth
across the Atlantic. For instance, in the French colony of Saint Domingue (modernday Haiti), the idea of liberty was interpreted as being only for the free people of the
island. The island’s population consisted of three distinct groups: whites, gens de
couleur libres (free people of mixed European and African ancestry), and slaves, with
almost 90 percent of the population classified as slaves. However, according to the
laws of the time, only whites were accorded French citizenship.
Once again, the ideas of liberty as espoused by Locke, and successfully implemented
by the Americans a few years earlier, led a group of free people of color to petition
the newly enacted National Assembly of the French Revolution. Using the same logic
as the petitioners in Dourdan, the following demands were made:
Article I. The inhabitants of the French colonies are exclusively and generally
divided into two classes, Freemen and those who are born, and live, in slavery
Article II. The class of Freemen includes not only all the Whites, but also all
of the colored Creoles, the Free Blacks, Mulattos, small minorities, and others.
Article III. The freed Creoles, as well as their children and their descendants,
should have the same rights, rank, prerogatives, exemptions, and privileges as
other colonists.
Article IV. For that purpose, the colored Creoles request that the Declaration of
the Rights of Man, decreed by the National Assembly, be applied to them, as it is to
Whites. Therefore, it is requested that Articles LVII and LIX of the Edict [the Black
Code] dated March 1685, be rewritten and carried out in accordance with their
form and content. (qtd. in Cohen 14)
When comparing this text to the ideas of Locke, I can see how the petitioners built
their argument for rights to the new revolutionary government of France. They acknowledge a class of people without rights and then go on to state that there is a large
group of free people who are not white, but of various backgrounds. The petitioners
then note that they should have the same rights as any Frenchman — rights that had
been spelled out in the revolutionary document “Declaration of the Rights of Man.”
In order to achieve this equality, the colonists requested that a 100-year-old law (the
Black Code) needed to be changed. However, even with this logic, their idea of liberty
did not apply to the enslaved.
The idea of liberty continued to change in its travels throughout the Atlantic world. In
Mexico as in Haiti, people began discussing liberty and rights for people of mixed
heritage (in this case for the mestizos — people of mixed Spanish and native heritage).
In 1810, a priest named Miguel Hidalgo y Costilla rallied the people to revolt against
Spain’s oppressive rule. One of the underlying causes was unjust taxation, but Hidalgo
also infused nationalism and religion into the mix as he encouraged the people to revolt.
My friends and countrymen: neither the king nor tributes exist for us any longer.
We have borne this shameful tax, which only suits slaves, for three centuries as a
sign of tyranny and servitude.... The moment of our freedom has arrived, the hour
of our liberty has struck; and if you recognized its great value, you will help me
defend it from the ambitious grasp of the tyrants.... [W]ithout a patria [fatherland]
nor liberty we shall always be at a great distance from true happiness.... The cause
is holy and God will protect it.... Long live, then, the Virgin of Guadalupe! Long live
America for which we are going to fight! (qtd. in Cohen 15)
While Locke’s idea of being able to overthrow a government that is not responsive to
the people’s will is present in Hidalgo’s speech, the idea of liberty has changed to
include a nationalist message. The revolt is not just against oppression; it is against foreign oppression (that is, Spain). Furthermore, Hidalgo provides religious justifications for the revolt too. However, this makes sense given that he was a priest and that
in all likelihood many of his followers were believers. Even though Father Hidalgo’s
revolt was unsuccessful, his ideas fueled additional resistance to Spain’s rule in Mexico,
and in 1821 Mexico won its independence from Spain.
Finally, in Venezuela, another Spanish colony, there were several groups struggling
for liberty, but each group’s definition of this term was not the same. Economically
and politically, the white privileged landowners were made up of two groups, the peninsulares (people born in Spain) and criollos (people of Spanish descent born in the
Americas). Both were interested in selling their coffee and cocoa on the open market
instead of being forced to only sell their goods to Spanish authorities. Members of
the criollos usually worked as artisans, soldiers, and traders, and they wanted to have
the same opportunities as the wealthier and more privileged peninsulares. Mestizos
made up the largest group within Venezuela. They were generally peasants, or poor
farmers. The mestizos were primarily interested in ending the privileges enjoyed by
the landowners, but they were not interested in ending slavery. Slaves made up about
20 percent of the population of Venezuela, and their focus was on ending slavery.
However, their status as a minority within the population did not provide them with
much opportunity to force the issue.
With so many competing interests, it is a wonder that any idea of liberty would take
root. Interestingly, it was the French ruler Napoleon Bonaparte’s occupation of Spain
in 1808 that provided Venezuelans the opportunity to declare their independence.
The military junta (group of people who took over the country by force), led by the
Venezuelan revolutionary Simón Bolivar, passed sweeping reforms. Trade restrictions
were lifted, which gave white landowners the opportunity to trade with whomever
they wished, thus providing this group with the economic liberty they desired. The
junta also abolished taxes on food, which aided the criollos and mestizos; ended
the tribute payments from native people, and abolished slavery. In a single stroke, all
of the different groups achieved the liberty they desired.
It should be noted that the Venezuelan revolution of 1808 was short-lived. After the
French emperor Napoleon was defeated and exiled, the Spanish monarchy regained
control of many of its colonies, including Venezuela in 1814. Many of the gains
achieved by all groups were lost, including the abolishment of slavery. Fortunately,
Spain’s hold on Venezuela would only last a few years and in 1819, Venezuela finally
won its independence from Spain. Unfortunately, the slaves did not. (Chapman, 14 — 15)
Conclusion
The ideas of John Locke and the Enlightenment thinkers of the late seventeenth century
and eighteenth century unleashed revolutionary forces that many of them could not
have foreseen. The concept of liberty, in all of its forms, was a potent force that inspired people on both sides of the Atlantic to reject governments that did not respect
their rights as individuals. However, as we saw, the rights that were won differed,
depending on who was doing the fighting.
But the idea of liberty, once unleashed, became a global force that inspired people
first on both sides of the Atlantic Ocean and then throughout the world. By the midnineteenth century, people throughout Europe and the Americas were demanding
liberty from oppressive rule. Every country was not necessarily successful in gaining
independence, but these ideas were certainly spreading. By the beginning of the
twentieth century, this revolutionary spirit had spread to parts of the Middle East and
Asia. In 1909, the last sultan of the Ottoman Empire was exiled after the Young Turk
Revolution. And after thousands of years of being controlled by emperors, China was
overtaken by a nationalist government led by Sun Yat-sen in 1912. Sun’s ideas on
liberty and the role of government would influence both the nationalist leader Chiang
Kai-shek and the future communist leader of China, Mao Zedong.